National investment loss lawyers KlaymanToskes is investigating broker David Gunderson (CRD# 6191146) of US Freedom Capital Advisors, and formerly of Tobin & Company Securities.
According to FINRA BrokerCheck, David Gunderson is involved in several customer complaints alleging over $5,000,000 in collective investor damages related to misleading statements in selling an unsuitable EB-5 private placement investment, and selling an unsuitable loan away from the firm. Gunderson has also been hit with a regulatory disclosure related to rules and regulations of the Texas State Securities Board for failing to update his U4 within 30 days for two separate disclosures.
Investors that suffered losses with broker David Gunderson are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor David Gunderson of US Freedom Capital Advisors, and formerly of Tobin & Company Securities, is facing several customer disputes alleging significant damages due to unsuitable recommendations to invest in EB-5 private placements and other investments. The four pending customer complaints allege over $5,000,000 in collective investor damages. One of the pending complaints further alleges Fraud and Common law torts regarding private placement investment for medical facility/EB-5 project. Gunderson was previously registered with Tobin & Company Securities from 2014 to December 2019 in Charlotte, NC.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker David Gunderson, or have concerns regarding your investment portfolio at US Freedom Capital Advisors, Tobin & Company Securities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.