LOST MONEY IN GWG L BONDS? CLICK HERE TO LEARN MORE

Broker Misconduct Investigation: David Boral (D. Boral Capital/EF Hutton)

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

Need Legal Help? Contact Us. Call +1 (888) 997-9956
Updated on: April 10, 2025

National investment loss lawyers KlaymanToskes is investigating broker David Boral (CRD# 5340753) of D. Boral Capital and EF Hutton.

According to FINRA BrokerCheck, broker David Boral of D. Boral Capital is currently facing a pending customer complaint alleging $1,000,000 in investor damages. The complaint alleges that the customer is seeking return of funds for an IPO transaction that never took place.

Investors that suffered losses with broker David Boral are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Former EF Hutton Broker David Boral of D. Boral Capital Faces Customer Complaint 

David Boral, a financial advisor registered with D. Boral Capital is currently involved in a pending customer complaint alleging $1,000,000 in investor damages. The complaint alleges that the customer suffered investment losses related to an IPO transaction that never took place. The details of the complaint allege that the initial public offering was related to an investment known as Veg House. 

Investment Losses with Broker David Boral?

Investment Losses with Broker David Boral?

Contact KlaymanToskes

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker David Boral, or have concerns regarding your investment portfolio at D. Boral Capital, EF Hutton, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.