LOST MONEY IN GWG L BONDS? CLICK HERE TO LEARN MORE

Broker Misconduct Investigation: Conrad Corcoran (Centaurus Financial)

If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*

Need Legal Help? Contact Us. Call +1 (888) 997-9956
Updated on: November 6, 2024

National investment loss lawyers KlaymanToskes is investigating broker Conrad Corcoran (CRD# 1009857) of Centaurus Financial.

According to FINRA BrokerCheck, broker Conrad Corcoran of Centaurus Financial is currently involved in several customer complaints alleging unsuitable investment recommendations. One of the complaints filed alleges Corcoran recommended unsuitable, complex, high-risk, illiquid investments and breached his fiduciary duty. A second customer complaint alleges that Corcoran failed to supervise and breached his fiduciary duty. Both of the complaints allegedly relate to investments in variable annuities and real estate securities. 

Investors that suffered losses with broker Conrad Corcoran are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Conrad Corcoran?

Investment Losses with Broker Conrad Corcoran?

Contact KlaymanToskes

Broker Conrad Corcoran Faces Customer Complaints

Financial advisor Conrad Corcoran of Centaurus Financial is currently facing several customer complaints alleging unsuitable investment recommendations. One of the complaints alleges unsuitable, complex, high-risk, illiquid investments and breach of fiduciary duty. A second complaint alleges failure to supervise and breach of fiduciary duty. Both of the complaints allegedly relate to investments in variable annuities and real estate securities. According to FINRA BrokerCheck, broker Conrad Corcoran is employed with Centaurus Financial in Anaheim, CA.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Conrad Corcoran, or have concerns regarding your investment portfolio at Centaurus Financial, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.