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Broker Misconduct Investigation: Christopher Lundmark (Ameriprise Financial Services)

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Updated on: August 21, 2024

National investment loss lawyers KlaymanToskes is investigating broker Christopher Lundmark (CRD #3022544) of Ameriprise Financial Services and Independence Square Holdings.

According to FINRA BrokerCheck, Christopher Lundmark was terminated by Ameriprise Financial Services in June 2024 due to allegations of failing to comply with the terms of the firm’s heightened supervision plan. Lundmark is currently registered as an advisor with Independence Square Holdings.

Investors that suffered losses with broker Christopher Lundmark are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Christopher Lundmark?

Investment Losses with Broker Christopher Lundmark?

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Financial Advisor Christopher Lundmark Terminated by Ameriprise

Christopher Lundmark, a financial advisor from King of Prussia, Pennsylvania, was recently terminated by his former company, Ameriprise Financial Services. According to FINRA BrokerCheck, Lundmark was discharged from Ameriprise in June 2024 because he did not follow the company’s supervision plan. 

Lundmark has been working in the securities industry for 25 years. He has worked at several companies, including Ameriprise Financial Services, Wells Fargo Clearing Services, Citigroup Global Markets, Legg Mason Wood Walker, and Morgan Stanley. Lundmark started working as an investment advisor with Independence Square Holdings in June 2024.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Christopher Lundmark. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Christopher Lundmark, or have concerns regarding your investment portfolio at Ameriprise Financial Services and/or Independence Square Holdings, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.