National investment loss lawyers KlaymanToskes is investigating broker Christopher Delbert Martin a/k/a Chris Martin (CRD# 4179127) of Centaurus Financial.
According to FINRA BrokerCheck, broker Chris Martin of Centaurus Financial is currently being investigated by the Financial Industry Regulatory Authority (“FINRA”) for alleged violations of FINRA Rules 3280 and 2010 for participating in private securities transactions without prior written notice to or approval from his member firm (Wells Notice #20230796605).
Investors that suffered losses with broker Chris Martin are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Chris Martin of Centaurus Financial is currently facing an investigation by the Financial Industry Regulatory Authority (“FINRA”) (Wells Notice #20230796605). FINRA made a preliminary determination to recommend that disciplinary action be brought against Chris Martin alleging violation of FINRA Rules 3280 and 2010 for participating in private securities transactions without prior written notice to or approval from his member firm. Martin is also currently facing a pending customer complaint which alleges unfair business practices, untrue statements, constructive fraud, neglect, misrepresentation, financial elder abuse, and breach of his fiduciary duty. According to FINRA BrokerCheck, broker Chris Martin is employed with Centaurus Financial in Apple Valley, CA.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Chris Martin, or have concerns regarding your investment portfolio at Centaurus Financial, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.