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Broker Misconduct Investigation: Chad Mehle (Morgan Stanley)

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Updated on: August 27, 2024

National investment loss lawyers KlaymanToskes is investigating broker Chad Mehle (CRD# 7008517) of Morgan Stanley, following the law firm’s filing of a customer complaint with the Financial Industry Regulatory Authority (“FINRA”) (Claim No. 24-01837), alleging investor damages over $100,000 due to the mismanagement of an advisory account involving an aggressive investment portfolio as collateral for a line of credit. The complaint further alleges failure to act in the client’s best interest, and breach of fiduciary duty.

According to FINRA BrokerCheck, broker Chad Mehle was previously registered with Morgan Stanley from October 2018 to July 2022 in Beverly Hills, CA. Mehle has also previously been employed with Merrill Lynch from July 2022 to September 2023, and is currently registered with J.P. Morgan Securities in Irvine, CA. 

Investors that suffered losses with broker Chad Mehle are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Chad Mehle?

Investment Losses with Broker Chad Mehle?

Contact KlaymanToskes

Current Information That You Should Know as an Investor:

KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations. 

The article linked below contains important information relating to the complaint against broker Chad Mehle:

If you suffered losses with broker Chad Mehle, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.

The firm has helped recover over $600 million (exclusive of attorneys fees and costs) for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Chad Mehle. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following: 

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

According to FINRA and the SEC, investment firms such as Morgan Stanley and J.P. Morgan Securities are responsible for the supervision of all of the activities of their registered brokers/investment advisors. Investors may be entitled to a financial recovery if their firm failed to supervise the representative managing their account, and/or if their financial advisor made unsuitable investment recommendations.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Chad Mehle, or have concerns regarding your investment portfolio at Morgan Stanley, Merrill Lynch, and/or J.P. Morgan Securities, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your recovery options.