National investment loss lawyers KlaymanToskes is investigating broker Brian Nelson of Emerson Equity (CRD #5779195).
According to FINRA BrokerCheck, broker Brian Nelson of Emerson Equity is facing a complaint from an investor who is alleging $500,000 in damages due to breach of fiduciary duty, violation of FINRA/NYSE/SEC rules and regulations, breach of contract, negligence, negligent supervision, violation of securities acts and regulations, elder abuse, and unjust enrichment.
Investors that suffered losses with broker Brian Nelson are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Brian Nelson, a broker registered with Emerson Equity, is involved in a customer dispute. According to his BrokerCheck record, the investor alleges breach of fiduciary duty, violation of FINRA/NYSE/SEC rules and regulations, breach of contract, negligence, negligent supervision, violation of securities acts and regulations, elder abuse, and unjust enrichment. The customer is seeking $500,000 in alleged damages.
Nelson is also reportedly facing a second customer complaint which alleges Violations of Federal securities laws, violations of California securities laws, California unfair, unlawful and fraudulent business practices, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Brian Nelson. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Brian Nelson, or have concerns regarding your investment portfolio at Emerson Equity, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.