National investment loss lawyers KlaymanToskes is investigating broker Brian Gardiner (CRD# 3268932) formerly of Cabot Lodge Securities and Coastal Equities. Gardiner is currently associated with Vanderbilt Securities.
According to FINRA BrokerCheck, broker Brian Gardiner formerly of Cabot Lodge Securities is facing an investor complaint alleging $210,000 in damages. The customers allege violations of Common Law fraud, breach of fiduciary duty, negligent failure to supervise, and negligence, regarding investments made in private placement offerings for First Capital, Hospitality Investors Trust and Cole Capital.
Investors that suffered losses with broker Brian Gardiner are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Brian Gardiner, formerly of Cabot Lodge Securities, has been hit with a customer complaint alleging $210,000 in damages. The complaint allegedly relates to investments in First Capital, Hospitality Investors Trust and Cole Capital. Gardiner is currently registered as a broker and investment advisor with Vanderbilt Securities and Vanderbilt Advisory Services in Westminster, MD. Gardiner was associated with Cabot Lodge Securities from June 2013 to May 2020, and with Coastal Equities from May 2020 to February 2023.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Brian Gardiner, or have concerns regarding your investment portfolio at Cabot Lodge Securities, Coastal Equities, Vanderbilt Securities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.