National investment loss lawyers KlaymanToskes is investigating broker Brendan Kelly of IFP Securities (CRD #2208036).
According to FINRA BrokerCheck, Brendan Kelly of IFP Securities is facing several pending investor complaints. A customer complaint filed in September 2024 alleges misrepresentations regarding a Nationwide variable annuity investment. A second customer complaint filed in October 2024 alleges $450,000 in damages and that Kelly recommended unsuitable investments in high risk and illiquid convertible notes and business development companies.
Investors that suffered losses with broker Brendan Kelly are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Pennsylvania-based financial advisor Brendan Kelly is facing an investor complaint alleging misrepresentations regarding a variable annuity investment. The complaint was filed in September 2024 and alleges unspecified damages. A second customer complaint filed in October 2024 alleges $450,000 in damages, in connection with unsuitable investments in high risk and illiquid convertible notes and business development companies.Kelly is currently registered as a broker and investment advisor with IFP Securities in Downington, Pennsylvania.
A separate disclosure on Kelly’s record documents his departure from Alera Investment Advisors in April 2024, in connection with alleged policy violations at an unaffiliated broker-dealer. Kelly has also previously been registered with Triad Advisors, LPL Financial, and Lincoln Financial Advisors Corporation.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Brendan Kelly, or have concerns regarding your investment portfolio at IFP Securities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.