National investment loss lawyers KlaymanToskes is investigating broker Bradley Bowman (CRD #2898756) of Sovereign Wealth Advisors, LPL Financial, and Cetera Investment Services.
According to FINRA BrokerCheck, Bradley Bowman of Sovereign Wealth Advisors LLC is currently facing a pending customer complaint from March 2024 alleging that he recommended unsuitable real estate investments to a now-deceased client while registered with Cetera Investment Services LLC.
Investors that suffered losses with broker Bradley Bowman are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Bradley Bowman is a financial advisor currently employed with LPL Financial and Sovereign Wealth Advisors LLC. Bowman was previously registered with Cetera Investment Services LLC, and is facing allegations related to investor losses in real estate investments. Bowman has been registered with LPL Financial in Houston, Texas, since 2016, and with Sovereign Wealth Advisors since 2022. Before that, he was with Intrua Financial in Sugar Land, Texas, from 2016 to 2023. He also worked at Cetera Investment Advisers LLC in Rosenberg, Texas, from 2014 to 2016, and at Cetera Investment Services LLC in Spring, Texas, from 2009 to 2016.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Bradley Bowman. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Bradley Bowman, or have concerns regarding your investment portfolio at Sovereign Wealth Advisors and/or LPL Financial, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.