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Broker Misconduct Investigation: Bradley Bergdahl (LPL Financial)

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Updated on: August 26, 2024

National investment loss lawyers KlaymanToskes is investigating broker Bradley Bergdahl of LPL Financial and Cetera Advisor Networks (CRD #13572).

According to FINRA BrokerCheck, broker Bradley Bergdahl of LPL Financial and Cetera Advisor Networks is facing a customer complaint which alleges that he made unsuitable recommendations of a real estate security that did not align with the customer’s investment objectives and risk tolerance.

Investors that suffered losses with broker Bradley Bergdahl are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Bradley Bergdahl?

Investment Losses with Broker Bradley Bergdahl?

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Broker Bradley Bergdahl Faces Allegations of Unsuitable Investment Advice

Bradley Bergdahl, a broker and investment advisor with Cetera Advisor Networks, and formerly with LPL Financial, is facing a complaint from an investor. According to FINRA BrokerCheck, the customer dispute, filed on March 19, 2024, alleges that the real estate security investment recommended to the customer did not align with the customer’s investment goals and risk tolerance. 

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Bradley Bergdahl. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Bradley Bergdahl, or have concerns regarding your investment portfolio at LPL Financial and/or Cetera Advisor Networks, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.