National investment loss lawyers KlaymanToskes is investigating broker Betsy Whipple (CRD# 2703262) of Newbridge Securities and Osaic Wealth.
According to FINRA BrokerCheck, broker Betsy Whipple is currently involved in several customer complaints alleging unsuitable recommendations to invest in GWG L Bonds and $250,000 in collective investor damages.
Investors that suffered losses with broker Betsy Whipple are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Betsy Whipple of Osaic Wealth, and formerly of Newbridge Securities, is currently facing several customer complaints alleging unsuitable investment recommendations in GWG L Bonds. Whipple has been hit with five pending customer complaints alleging $250,000 in collective investor damages. According to FINRA BrokerCheck, broker Betsy Whipple was employed with Newbridge Securities from March 2018 to May 2024 in Hiko, NC. Whipple is currently registered with Osaic Wealth in Hiko, NV.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Betsy Whipple, or have concerns regarding your investment portfolio at Newbridge Securities, Osaic Wealth, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.