National investment loss lawyers KlaymanToskes is investigating broker Aramis Perez of Wells Fargo Clearing Services (CRD #5405685).
According to FINRA BrokerCheck, broker Aramis Perez has been hit with an investor dispute alleging that he assured an investor that only about half of a stock position would be sold in a rebalancing, but the full position was sold, causing tax ramifications on capital gains.
Although the complaint was denied by the firm, investors should be aware that the denial of a customer complaint by a brokerage firm does not mean that the complaint does not have merit. Investors may still pursue a FINRA arbitration claim to recover their investment losses by contacting KlaymanToskes.
Investors that suffered losses with broker Aramis Perez are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Aramis Perez, a broker working with Wells Fargo Clearing Services in Newport Beach, CA has been involved in a dispute with an investor. According to FINRA BrokerCheck, a customer complaint alleges that Perez told the customer that only about half of a stock position would be sold during a rebalancing by a money manager. However, the entire stock position was allegedly sold, which caused tax issues due to capital gains. The dispute was denied, but it’s important to know that firms can deny disputes without any outside review. Perez has worked with four firms: Wells Fargo Advisors, UnionBanc Investment Services, Chase Investment Services, and Pruco Securities.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Aramis Perez. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Aramis Perez, or have concerns regarding your investment portfolio at Wells Fargo Clearing Services, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.