National securities arbitration law firm KlaymanToskes is continuing its investigation of broker Antoine Nabih Souma (CRD# 4210987), who has been permanently barred from the securities industry by the Financial Industry Regulatory Authority (“FINRA”). Souma’s bar by FINRA follows allegations of misconduct, including private securities transactions, excessive trading, margin abuse, and unauthorized trading. Antoine Souma has been involved in numerous complaints from investors and has 6 disclosures listed on his CRD report.
If you suffered investment losses with Antoine Souma at Galliott Capital Advisors, Insigneo Securities, or Morgan Stanley, contact KlaymanToskes at (888) 997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options.
On February 21, 2023, FINRA issued a Letter of Acceptance, Waiver, and Consent (“AWC”), barring Antoine Souma from associating with any FINRA member in all capacities after he allegedly refused to cooperate with an investigation into his involvement in private securities transactions.
Souma’s repeated violations of FINRA Rules 8210, 2010, and 1122 demonstrate a pattern of misconduct that resulted in significant investor losses. His refusal to provide requested information ultimately led to his permanent industry ban.
Investors who worked with Souma have filed multiple complaints alleging serious financial misconduct, including:
According to FINRA BrokerCheck, Souma was previously registered with Insigneo Securities from July 2020 to July 2022 in Beverly Hills, CA and with Morgan Stanley from 2016 to 2020 in Los Angeles, CA. Souma accepted an industry bar in February 2023, which permanently barred him from acting as a broker or associating with a broker-dealer firm by the Financial Industry Regulatory Authority (“FINRA”).
Customers of Antoine Nabih Souma that suffered losses at Galliott Capital Advisors, Insigneo Securities, and/or Morgan Stanley, are encouraged to contact our firm immediately to discuss potential recovery options at (888) 997-9956 or by email at investigations@klaymantoskes.com.