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Broker Misconduct Investigation: Andy Huang (Glendale Securities)

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Updated on: October 31, 2024

National investment loss lawyers KlaymanToskes is investigating broker Andy Huang a/k/a Huanwei Huang of Glendale Securities (CRD #3268328).

According to FINRA BrokerCheck, broker Andy Huang of Glendale Securities, Inc., is facing a pending investor complaint alleging breach of duty, conversion, fraud and misrepresentation, unjust enrichment, negligence, and extreme emotional distress, with the customers seeking $580,000 in damages.

Investors that suffered losses with broker Andy Huang are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Investment Losses with Broker Andy Huang?

Investment Losses with Broker Andy Huang?

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Investor Complaint Against Glendale Securities Advisor Andy Huang

Andy Huang, who works with Glendale Securities, Inc. in Brooklyn, NY, is facing a complaint from an investor. According to his FINRA BrokerCheck report, the complaint alleges Huang breached fiduciary duty and engaged in conversion, fraud, misrepresentation, unjust enrichment, and negligence. The complaint further alleges emotional distress. These issues are alleged to have happened between 2020 and 2023. The customers are seeking $580,000 in alleged damages.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Andy Huang, or have concerns regarding your investment portfolio at Glendale Securities, or any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.