National investment loss lawyers KlaymanToskes is investigating broker Amy Furuno of Lucid Capital Markets, and formerly of Ladenburg Thalmann & Company (CRD #3108378).
According to FINRA BrokerCheck, Amy Furuno of Lucid Capital Markets, and formerly of Ladenburg Thalmann & Company, faced an investor complaint in August 2024 alleging unauthorized trading and unauthorized transfers resulting in damages of $3,350,000. Although this dispute was denied, it is important to know that firms can deny disputes without an outside review. Investors may still pursue a FINRA arbitration claim to recover their investment losses by contacting KlaymanToskes.
Investors that suffered losses with broker Amy Furuno are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Amy Furuno, a broker registered with Lucid Capital Markets in New York City was previously involved in a customer dispute alleging $3,350,000 in investor damages. The complaint alleged that while employed at Ladenburg Thalmann & Company, Furuno assisted in the unauthorized liquidation of a security and delivery of proceeds via wire to the customer’s partner. Furuno’s previous registrations include positions at Ladenburg Thalmann & Company in New York from 2002 to 2024, and Ladenburg Capital Management in Bethpage, New York from 1999 to 2002.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Amy Furuno, or have concerns regarding your investment portfolio at Lucid Capital Markets, Ladenburg Thalmann & Company, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.