National investment loss lawyers KlaymanToskes is investigating broker Amanda Nicole Wiggins (CRD# 5526300) after a customer complaint was filed with the Financial Industry Regulatory Authority (“FINRA”).
According to FINRA BrokerCheck, the claimant alleges that from 2021 through 2022, Amanda Nicole Wiggins was part of a team that made unsuitable investments and engaged in unauthorized trading, which resulted in losses of $965,252 for the customer.
Investors that suffered losses with broker Amanda Nicole Wiggins are encouraged to contact attorney Lawrence L. Klayman, Esq, at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
The customer complaint involving Amanda Nicole Wiggins alleges unsuitable investment recommendations and unauthorized trading, which led to significant losses for the claimant.
Wiggins has been registered with Wells Fargo Clearing Services, LLC in Fort Worth, Texas since December 2014.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Amanda Nicole Wiggins. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
You have substantial losses in your investment accounts
You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
Your broker misrepresented investment opportunities, or failed to disclose details about investments
You notice unauthorized transactions in your investment accounts
Your broker is not returning your calls or emails
You filed a complaint with your brokerage firm that has not been resolved
You see a mistake on your statement, or receive a fraudulent statement
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Amanda Nicole Wiggins, or have concerns regarding your investment portfolio at Wells Fargo Clearing Services, LLC, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss potential recovery options.