National investment loss lawyers KlaymanToskes is investigating broker Aaron Davis (CRD# 4746025) of Edward Jones, after a customer complaint was filed with the Financial Industry Regulatory Authority (“FINRA”), alleging $4,773,917 in investor damages due to a conflict of interest between the financial advisor and the client and failure to disclose the conflict of interest.
The customer complaint further alleges that Edward Jones failed to properly supervise the financial advisor, and that the financial advisor’s representation regarding the effects of a sale of RVP stock would have on the RVP share price were inaccurate. The client alleges the financial advisor’s opinion that RVP would be worth $30 a share were made without a reasonable basis. The client alleges the financial advisor did not properly diversify the client’s accounts or make suitable recommendations in keeping with the client’s investment objectives.
According to FINRA BrokerCheck, broker Aaron Davis is currently registered with Edward Jones in Frisco, TX.
Investors that suffered losses with broker Aaron Davisare encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigations of broker Aaron Davis:
If you suffered losses with broker Aaron Davis, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorneys fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Aaron Davis. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage firms such as Edward Jones are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Aaron Davis, or have concerns regarding your investment portfolio at Edward Jones, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss your recovery options.