National investment loss lawyers KlaymanToskes is investigating broker Mike Nielson (CRD# 4546896) after a customer complaint was filed with the Financial Industry Regulatory Authority (“FINRA”), seeking nearly $150,000 in investor damages due to unsuitable investment recommendations in GWG L Bonds, a high risk, high commission illiquid Alternative Investment.
According to FINRA BrokerCheck, Michael Glen Nielson was employed by Cetera Advisors between 2012 and 2019, and is currently registered as a broker/advisor with Independent Financial Partners (IFP Securities) in Greenwood Village, CO.
Investors that suffered losses with broker Mike Nielson are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of Mike Nielson:
If you suffered losses with broker Mike Nielson at Cetera Advisors or Independent Financial Partners, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorney’s fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Mike Nielson. These signs could potentially indicate misrepresentation, omission, negligence, or misconduct. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage firms such as Cetera Advisors and Independent Financial Partners (IFP Securities)are responsible for the supervision of all of the activities of their registered brokers and investment advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Mike Nielson, or have concerns regarding your investment portfolio at Cetera Advisors or IFP Securities, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.