National investment loss lawyers KlaymanToskes is investigating broker Leila Gough (CRD# 732270) following her resignation from Wells Fargo Clearing Services, and the firm’s review of allegations involving the unauthorized use of a third party communication system to conduct client business.
Gough’s FINRA BrokerCheck disclosure provides the following broker comment: I RETIRED ON JULY 31, 2023 BECAUSE I ATTAINED THE AGE OF 65 ON JULY 6, 2023. MY RETIREMENT HAD BEEN PLANNED MONTHS EARLIER AND WAS A PART OF MY SUCCESSION PLAN FOR MY BOOK OF BUSINESS DATING FROM 2020. AT THE TIME OF MY RETIREMENT I HAD NOT BEEN INFORMED OF AND WAS UNAWARE OF ANY ACCUSATIONS WHATSOEVER REGARDING MY PERFORMANCE.
According to FINRA BrokerCheck, Leila Suely Gough was previously registered as a broker with Wells Fargo Clearing Services in Walnut Creek, CA.
Investors that suffered losses with Leila Gough at Wells Fargo are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The article linked below contains important information related to the disclosure filed for broker Leila Gough:
If you suffered losses with broker Leila Gough, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million (exclusive of attorneys fees and costs) for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against Leila Gough. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encourage to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
According to FINRA, brokerage firms such as Wells Fargo are responsible for the supervision of all of the activities of their registered brokers/financial advisors. Investors may be entitled to a financial recovery if their brokerage firm failed to supervise the representative managing their brokerage account, and/or if their broker/advisor made unsuitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with Leila Gough, or have concerns regarding your investment portfolio at Wells Fargo Clearing Services, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.