National investment fraud lawyers KlaymanToskes is investigating broker Ivan Gefen (CRD# 1229418) of Newbridge Securities Corporation and Gefen Asset Management, after a customer complaint seeking $1,200,000 was filed with the Financial Industry Regulatory Authority (“FINRA”) earlier this year. The claim alleges that Gefen made investment recommendations that were not in the customer’s best interest, and additionally alleges breach of fiduciary duty, negligence, fraud, and breach of contract.
According to FINRA BrokerCheck, Ivan Richard Gefen is currently registered with Newbridge Securities Corporation in Boca Raton, FL, and is doing business as Gefen Asset Management. Gefen’s BrokerCheck report also discloses a recently settled customer complaint which alleged unsuitable investment recommendations and was settled in favor of the investor for $295,000.
Investors that suffered losses with broker Ivan Gefen are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of broker Ivan Gefen:
If you suffered losses with Ivan Gefen at Newbridge Securities Corporation and Gefen Asset Management, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorney’s fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Ivan Gefen. These signs could potentially indicate misrepresentation, omission, negligence, or misconduct. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Ivan Gefen, or have concerns regarding your investment portfolio at Newbridge Securities Corporation and/or Gefen Asset Management, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation to discuss recovery options.