National investment loss lawyers KlaymanToskes is investigating broker Dorann Hurley (CRD# 1782641) of Hurley Financial Group Inc. after a customer complaint was filed with the Financial Industry Regulatory Authority (“FINRA”), alleging $519,475 in damages. The customers allege that their accounts were not properly managed and assert various causes of action arising from management of the accounts at issue.
According to FINRA BrokerCheck, broker Dorann Hurley is currently registered as an investment advisor with Hurley Financial Group Inc. and as a broker with Geneos Wealth Management in Corvallis, OR.
Investors that suffered losses with broker Dorann Hurley are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigations of broker Dorann Hurley:
If you suffered losses with broker Dorann Hurley, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorneys fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against broker Dorann Hurley. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
SEC Regulation Best Interest, a/k/a “Reg BI” establishes a “best interest” standard of conduct for brokers and brokerage firms making recommendations of securities investments and investment strategies to their customers, under the Securities Exchange Act of 1934.
Under Reg BI, brokers and financial advisors must consider an investment’s risk, ensure that they do not misrepresent material facts, and/or overconcentrate the customer’s portfolio in unsuitable investments. Further, financial professionals and their firms cannot disregard a customer’s risk-tolerance when making suitable investment recommendations.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Dorann Hurley, or have concerns regarding your investment portfolio at Hurley Financial Group Inc. and/or Geneos Wealth Management, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.