National investment fraud lawyers KlaymanToskes is investigating financial advisor Timothy Overturf (CRD# 6422933) and his investment advisory firm Sisu Capital, LLC, following the filing of charges by the Securities and Exchange Commission (“SEC”) for Overturf’s alleged breach of fiduciary duty to his clients by making unauthorized and unsuitable trades.
The SEC’s complaint alleges that Sisu Capital and Timothy Overturf, alongside his father Hansueli (a/k/a Hans) Overturf (CRD# 4138916), a suspended investment advisor, generated over $2 million in advisory fees and other compensation through investing client funds in an unsuitable security intended for only short-term use, which Sisu Capital’s clients held for months. Further, the SEC found that Sisu Capital and the Overturfs invested client funds in a “thinly-traded bank stock,” contrary to the clients’ investment objectives.
Investors that suffered losses with financial advisor Timothy Overturf and/or Hans Overturf are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at lawrence@klaymantoskes.com to discuss recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
KlaymanToskes is a leading national investment loss law firm that represents the interests of investors throughout the world who have suffered losses due to broker misconduct, investment fraud, and securities violations.
The articles linked below contain important information relating to KlaymanToskes’ investigation of financial advisor Timothy Overturf:
If you suffered losses with Timothy Overturf at Sisu Capital contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.
The firm has helped recover over $600 million* for investors, and can help you determine if your loss is due to financial advisor misconduct, unsuitable investment advice, and/or other securities violations.
*Exclusive of attorney’s fees and costs.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against advisor Timothy Overturf. These signs could potentially indicate misrepresentation, omission, negligence, or misconduct. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with Timothy Overturf, or have concerns regarding your investment portfolio at Sisu Capital, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.