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Blogs

The Washington State Department of Financial Institutions Issues Consumer Alert Regarding Rhonda Breard and Breard & Associates Wealth Management

The Washington State Department of Financial Institutions ("WSDFI") has reported that it has been receiving calls and complaints from customers of Rhonda Breard who have...

Investors Lose Key Provision that Would Have Created “Fiduciary Duty” Standard for Securities Brokers

The financial reform legislation first announced by President Obama in June of 2009 and approved by the House last Fall is expected to finally make...

The Securities Law Firm of KlaymanToskes Investigates Claims Against ING on Behalf of Victims of Rhonda Breard

KlaymanToskes announced that it is investigating potential claims against ING Financial Partners on behalf of victims of Rhonda Breard and Breard & Associates Wealth Management. ...

KlaymanToskes Files Arbitration Claim Against Banc of America Investment Services on Behalf of 83 Year Old Retiree Whose Account Was Over-Concentrated in the Financial Sector

KlaymanToskes announced that it filed a securities arbitration claim against Banc of America Investment Services (“Banc of America”) (NYSE: BAC) on behalf of an 83...

FINRA Fines H&R Block Financial Advisors $200,000 for Failure to Supervise Sales of Reverse Convertible Notes, Fines and Suspends Broker for Unsuitable Sales to Retirees

Yesterday, the Financial Industry Regulatory Authority (FINRA)  announced its first enforcement action involving the sales of reverse convertible notes (RCNs) — fining H&R Block Financial...

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New York, NY
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    Suite 1100,
    New York 10005

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Palm Beach, FL
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Beverly Hills, CA
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Irvine, CA
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Omaha, NE
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San Juan, PR
  • American Airlines Building
    1509 Lopez Landron St. -PH
    San Juan, PR 00911

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