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Fidelity´s Ultra-Short Bond Fund

According to KlaymanToskes’ investigation, Fidelity solicited investors to purchase shares of its Ultra-Short Bond Fund by making statements that described the Fund as one that:...

FINRA Imposes Fines Totaling $600,000 Against Lincoln Financial Securities and Lincoln Financial Advisors for Failure to Protect Confidential Customer Information

Last week, the Financial Industry Regulatory Authority ("FINRA") announced that it has imposed fines of $450,000 against Lincoln Financial Securities, Inc. ("LFS") and $150,000 against...

Medical Capital Holdings

Our law firm is handling cases against full-service brokerage firms to recover losses sustained in Medical Capital securities. These cases deal with the sales practices...

Provident Royalties/Shale Royalties

Our law firm has been retained by investors who sustained losses in Shale Royalties sold to them by their brokerage firm, and is preparing to...

Citigroup’s ASTA and MAT Funds

The ASTA and MAT funds are essentially two Trusts run by Citigroup. The brokerage firm generated money in the funds by issuing tax-exempt commercial paper...

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New York, NY
  • 48 Wall Street,
    Suite 1100,
    New York 10005

  • Phone: +1 (212) 269–9956
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Palm Beach, FL
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    Palm Beach, FL 33480

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Beverly Hills, CA
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Irvine, CA
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Omaha, NE

Omaha, NE
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    Suite 100
    Omaha, NE 68154

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San Juan, PR
  • American Airlines Building
    1509 Lopez Landron St. -PH
    San Juan, PR 00911

  • Phone: +1 (787) 905–7630
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