According to KlaymanToskes’ investigation, Fidelity solicited investors to purchase shares of its Ultra-Short Bond Fund by making statements that described the Fund as one that:...
Last week, the Financial Industry Regulatory Authority ("FINRA") announced that it has imposed fines of $450,000 against Lincoln Financial Securities, Inc. ("LFS") and $150,000 against...
Our law firm is handling cases against full-service brokerage firms to recover losses sustained in Medical Capital securities. These cases deal with the sales practices...
Our law firm has been retained by investors who sustained losses in Shale Royalties sold to them by their brokerage firm, and is preparing to...
The ASTA and MAT funds are essentially two Trusts run by Citigroup. The brokerage firm generated money in the funds by issuing tax-exempt commercial paper...
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