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Chinese Reverse Merger Companies

Our Law Firm is investigating the sales practices of Financial Industry Regulatory Authority (“FINRA”) brokerage firms that sold shares of “reverse merger” entities to its...

As the Securities Arbitration Law Firm of KlaymanToskes Continues to Prosecute Claims Against UBS On Behalf of Lehman Brothers Principal Protection Note Investors, SEC and FINRA Issue Joint Investor Alert Regarding Principal Protection Notes

The Securities Arbitration Law Firm of KlaymanToskes, announced that it is continuing to pursue securities arbitration claims against UBS Financial Services (NYSE: UBS) with the...

SEC Issues Bulletin on Risks of Investing in Reverse Merger Companies

Earlier this month, the Securities and Exchange Commission issued an Investor Bulletin about investing in companies that enter U.S. markets through so-called “reverse mergers.” “Given...

Goldman Sachs Agrees to Stop Trading “Huddles”, Pays $10 Million Civil Fine

The following story appeard on Reuters on June 9, 2011: Goldman Sachs Group Inc agreed on Thursday to pay a $10 million fine and stop...

COMPLIANCE WATCH: Brokerage Still Sells Questioned REITs

--Finra questions sales, price of REIT but does not order halt to sales. --Regulator lacks authority to order disclosure of suit. --Lawyers gear up to...

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New York, NY
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Irvine, CA
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Omaha, NE
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San Juan, PR
  • American Airlines Building
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    San Juan, PR 00911

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