Our Law Firm is investigating the sales practices of David Lerner Associates (“DLA”) who solicited many of its customers to invest in illiquid real estate investment...
The following story appeared in Investment News on September 30, 2011. Regulator wants commissions subtracted right away from value shown on statements; 'pendulum has swung...
The Financial Industry Regulatory Authority (FINRA) ordered Raymond James & Associates, Inc. (RJA) and Raymond James Financial Services, Inc. (RJFS) to pay restitution of $1.69...
Our law firm is presently investigating Edward Jones' supervisory practices and procedures in connetion with two of the firm's brokers who were allegedly engaged in "selling away" resulting in...
The following story appeared on Bloomberg on September 23, 2011: Hedge fund Oasis Management LLC sued Morgan Stanley for C$9.5 million ($9.3 million) over options...
48 Wall Street,
Suite 1100,
New York 10005
Phone: +1 (212) 269–9956
(by appointment only)
2875 So. Ocean Blvd
#200-55
Palm Beach, FL 33480
Phone: +1 (561) 997-9956
(by appointment only)
8383 Wilshire Blvd
Suite 800
Beverly Hills, CA 90211
Phone: +1 (310) 299-9775
(by appointment only)
2030 Main Street
Suite 1300
Irvine, CA 92614
Phone: +1 (949) 721–9956
(by appointment only)
10855 W Dodge Rd
Suite 100
Omaha, NE 68154
Phone: +1 (402) 957-1988
(by appointment only)
American Airlines Building
1509 Lopez Landron St. -PH
San Juan, PR 00911
Phone: +1 (787) 905–7630
(by appointment only)