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Municipal Bond Arbitrage Funds

Our Law Firm is representing numerous high-net-worth and ultra-high-net-worth investors who sustained losses in leveraged municipal bond arbitrage hedge funds sold by Wall Street brokerage...

Investors Opt for Arbitration Panels Without Ties to Wall Street

The following story appeared in The New York Times on October 27, 2011: With skepticism of Wall Street running high, investors who have a beef...

FINRA Fines UBS Securities $12 Million for Regulation SHO Violations and Supervisory Failures

The Financial Industry Regulatory Authority (FINRA) announced today that it fined UBS Securities LLC $12 million for violating Regulation SHO (Reg SHO) and failing to...

Desert Capital REIT

Our law firm is handling securities arbitration claims in the arbitration forum established by the Financial Industry Regulatory Authority ("FINRA") to recover losses sustained in non-traded Desert Capital Real...

Citigroup to Pay $285 Million to Settle SEC Charges for Misleading Investors About CDO Tied to Housing Market

Former Citigroup Employee Separately Charged for His Role in Structuring Transaction The Securities and Exchange Commission has charged Citigroup’s principal U.S. broker-dealer subsidiary with misleading investors...

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New York, NY

New York, NY
  • 48 Wall Street,
    Suite 1100,
    New York 10005

  • Phone: +1 (212) 269–9956
    (by appointment only)

Palm Beach, FL

Palm Beach, FL
  • 2875 So. Ocean Blvd
    #200-55
    Palm Beach, FL 33480

  • Phone: +1 (561) 997-9956
    (by appointment only)

Beverly Hills, CA

Beverly Hills, CA
  • 8383 Wilshire Blvd
    Suite 800
    Beverly Hills, CA 90211

  • Phone: +1 (310) 299-9775
    (by appointment only)

Irvine, CA

Irvine, CA
  • 2030 Main Street
    Suite 1300
    Irvine, CA 92614

  • Phone: +1 (949) 721–9956
    (by appointment only)

Omaha, NE

Omaha, NE
  • 10855 W Dodge Rd
    Suite 100
    Omaha, NE 68154

  • Phone: +1 (402) 957-1988
    (by appointment only)

San Juan, PR

San Juan, PR
  • American Airlines Building
    1509 Lopez Landron St. -PH
    San Juan, PR 00911

  • Phone: +1 (787) 905–7630
    (by appointment only)