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Harbinger Capital

Our Law Firm is investigating potential claims on behalf of investors of Harbinger Capital, a hedge fund managed by Philip Falcone. It was recently revealed that...

SEC Charges Wachovia With Fraudulent Bid Rigging in Municipal Bond Proceeds

Wachovia Agrees to $148 Million Settlement With SEC and Other Authorities On December 8, 2011, the Securities and Exchange Commission charged Wachovia Bank N.A. with...

SEC, U.S. Attorney and FBI Announce 13 Charged in Connection with Securities Kickback Schemes

SEC Suspends Trading in Seven Companies The Securities and Exchange Commission, U.S. Attorney for the District of Massachusetts, and Federal Bureau of Investigation announced that parallel...

SEC Staff and FINRA Issue Risk Alert on Broker-Dealer Branch Office Inspections

The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) have issued a Risk Alert and a...

Jack Kleck-LPL Financial

Our law firm is currently investigating securities arbitration claims against LPL Financial (NasdaqGS: LPLA) (“LPL”) on behalf of customers of a former LPL broker, Jack...

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New York, NY

New York, NY
  • 48 Wall Street,
    Suite 1100,
    New York 10005

  • Phone: +1 (212) 269–9956
    (by appointment only)

Palm Beach, FL

Palm Beach, FL
  • 2875 So. Ocean Blvd
    #200-55
    Palm Beach, FL 33480

  • Phone: +1 (561) 997-9956
    (by appointment only)

Beverly Hills, CA

Beverly Hills, CA
  • 8383 Wilshire Blvd
    Suite 800
    Beverly Hills, CA 90211

  • Phone: +1 (310) 299-9775
    (by appointment only)

Irvine, CA

Irvine, CA
  • 2030 Main Street
    Suite 1300
    Irvine, CA 92614

  • Phone: +1 (949) 721–9956
    (by appointment only)

Omaha, NE

Omaha, NE
  • 10855 W Dodge Rd
    Suite 100
    Omaha, NE 68154

  • Phone: +1 (402) 957-1988
    (by appointment only)

San Juan, PR

San Juan, PR
  • American Airlines Building
    1509 Lopez Landron St. -PH
    San Juan, PR 00911

  • Phone: +1 (787) 905–7630
    (by appointment only)