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SEC Charges Former Credit Suisse Investment Bankers in Subprime Bond Pricing Scheme During Credit Crisis

On February 1, 2012, the Securities and Exchange Commission charged four former veteran investment bankers and traders at Credit Suisse Group for engaging in a...

Behringer Harvard Short-term Opportunity Fd

Our law firm is investigating claims on behalf of investors of Behringer Harvard Short-term Opportunity Fund. In late January, an investor reportedly complained to the Financial Industry Regulatory...

FINRA sues David Lerner founder for misleading investors

The following story appeared on Reuters on January 30, 2012: David Lerner, who owns a brokerage that regulators say misled investors in its marketing of...

The Securities Arbitration Law Firm of KlaymanToskes Launches Investigation on Behalf of Alpha Natural Resources Shareholders Who Held Concentrated Stock Positions in Alpha Natural Resources With Full-Service Brokerage Firms

The Securities Arbitration Law Firm of KlaymanToskes, announced today that it is investigating potential claims on behalf of Alpha Natural Resources, Inc. (NYSE: ANR) shareholders...

FINRA Fines Citigroup Global Markets $725,000 for Failure to Disclose Conflicts of Interest in Research Reports

The Financial Industry Regulatory Authority ("FINRA") announced that it has fined Citigroup Global Markets, Inc. $725,000 for failing to disclose certain conflicts of interest in...

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