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The Securities Arbitration Law Firm of KlaymanToskes Investigates Securities Arbitration Claims Against Wells Investment Securities After FINRA Levies Fine of $300,000 for Misleading Marketing of Wells Timberland REIT

The Securities Arbitration Law Firm of KlaymanToskes, announced today that it is currently investigating securities arbitration claims against Wells Investment Securities, Inc. (“Wells Investment”), after...

FINRA Fines Wells Fargo $2 Million for Unsuitable Sales of Reverse Convertibles to Elderly Customers and Failure to Provide Breakpoints on UIT Sales

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Wells Fargo Investments, LLC, $2 million for unsuitable sales of reverse convertible securities...

Harbinger Capital

Our Law Firm is investigating potential claims on behalf of investors of Harbinger Capital, a hedge fund managed by Philip Falcone. It was recently revealed that...

SEC Charges Wachovia With Fraudulent Bid Rigging in Municipal Bond Proceeds

Wachovia Agrees to $148 Million Settlement With SEC and Other Authorities On December 8, 2011, the Securities and Exchange Commission charged Wachovia Bank N.A. with...

SEC, U.S. Attorney and FBI Announce 13 Charged in Connection with Securities Kickback Schemes

SEC Suspends Trading in Seven Companies The Securities and Exchange Commission, U.S. Attorney for the District of Massachusetts, and Federal Bureau of Investigation announced that parallel...

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New York, NY
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San Juan, PR
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