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David Zeng Customers

Our law firm is investigating potential claims against Merrill Lynch on behalf of customers of David Zeng. Customers of Zeng have reported that they sustained substantial losses as...

The Securities Arbitration Law Firm of KlaymanToskes Investigates Claims on Behalf Of UBS Puerto Rico Customers Who Purchased Closed End Funds Between 2008 and 2009

The Securities Arbitration Law Firm of KlaymanToskes announced today that it is investigating the sales practices and supervision by UBS Puerto Rico (“UBS PR”), a...

SEC Charges UBS Puerto Rico and Two Executives with Defrauding Fund Customers

The Securities and Exchange Commission today charged UBS Financial Services Inc. of Puerto Rico and two executives with making misleading statements to investors, concealing a...

FINRA Sanctions Four Firms $9.1 Million for Sales of Leveraged and Inverse Exchange-Traded Funds

The Financial Industry Regulatory Authority ("FINRA") annouced announced that it has sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and...

CIP Leveraged Fund

Our law firm is investigating securities arbitration claims against full-service brokerage firms who sold CIP Leveraged Fund Advisors, LLC (“CIP”). CIP, which stands for Cornerstone Industrial...

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San Juan, PR
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