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SEC Charges 14 Sales Agents In $415 Million Long Island-Based Ponzi Scheme

On June 12, 2012, the Securities and Exchange Commission charged 14 sales agents who misled investors and illegally sold securities for a Long Island-based investment...

Behringer Harvard Short Term Opportunities

Our law firm is continuing to investigate claims on behalf of Behringer Harvard Short Term Opportunities Fund I, LP investors.  The latest tender offering to buy...

OppenheimerFunds to Pay $35 Million to Settle SEC Charges for Misleading Statements During Financial Crisis

The Securities and Exchange Commission today charged investment management company OppenheimerFunds Inc. and its sales and distribution arm with making misleading statements about two of...

FINRA Hearing Panel Fines Brookstone Securities $1 Million for Fraudulent Sales of CMOs to Elderly

Full Restitution of Over $1.6 Million Ordered to Customers; Firm's CEO and Broker Barred; Former Compliance Officer Barred as Principal The Financial Industry Regulatory Authority...

Giancarlo Ciocca Customers

Our law firm is investigating potential claims to recover investment losses on behalf of customers of Giancarlo Ciocca and Merrill Lynch. In April of 2011, Merrill...

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New York, NY

New York, NY
  • 48 Wall Street,
    Suite 1100,
    New York 10005

  • Phone: +1 (212) 269–9956
    (by appointment only)

Palm Beach, FL

Palm Beach, FL
  • 2875 So. Ocean Blvd
    #200-55
    Palm Beach, FL 33480

  • Phone: +1 (561) 997-9956
    (by appointment only)

Beverly Hills, CA

Beverly Hills, CA
  • 8383 Wilshire Blvd
    Suite 800
    Beverly Hills, CA 90211

  • Phone: +1 (310) 299-9775
    (by appointment only)

Irvine, CA

Irvine, CA
  • 2030 Main Street
    Suite 1300
    Irvine, CA 92614

  • Phone: +1 (949) 721–9956
    (by appointment only)

Omaha, NE

Omaha, NE
  • 10855 W Dodge Rd
    Suite 100
    Omaha, NE 68154

  • Phone: +1 (402) 957-1988
    (by appointment only)

San Juan, PR

San Juan, PR
  • American Airlines Building
    1509 Lopez Landron St. -PH
    San Juan, PR 00911

  • Phone: +1 (787) 905–7630
    (by appointment only)