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Blogs

Susan Elizabeth Walker – Ameriprise Financial

Our law firm is investigating Ameriprise Financial Services (“Ameriprise”) in connection with the supervision of Susan Elizabeth Walker (“Walker”), CRD No. 1823041. Walker was based...

American Realty Capital Just One Problem for CEO Nicholas Schorsch

The following story appeard in The Street (www.thestreet.com) on November 5, 2014: By Susan Antilla NEW YORK (TheStreet) -- Who knew that a billionaire could...

John Charles Hanson – Northwestern Mutual Investment Services

Our law firm is investigating Northwestern Mutual Investment Services (“Northwestern Mutual”) in connection with the supervision of John Charles Hanson (“Hanson”), CRD No. 2420584. On...

Puerto Rico Electric Power Authority restructuring risk spurs securities cases against brokerages, lawyer says

By Simone Baribeau The Puerto Rico Electric Power Authority’s (PREPA’s) warnings of a possible restructuring have renewed investor interest in bringing securities cases against brokerage firms...

Likely default of Puerto Rican utility haunts brokers, muni fund managers

One in four muni bond funds hold at least some debt by an agency the island's government says will default on loans By Trevor Hunnicutt...

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