Blogs

Former UBS Financial Advisor German Nino Accused of Stealing $5.8M from Client

January 27, 2022
Broker Misconduct

National investment fraud lawyers KlaymanToskes investigates former UBS broker German Nino ("German Nino UBS Theft Investigation") in light of the SEC's Complaint alleging theft from...

Aegis Capital’s Joseph LaScala Excessively Traded Customer Account

January 25, 2022
Broker Misconduct

National investment fraud lawyers KlaymanToskes is investigating (“Joseph LaScala Aegis Investigation”) Excessive Trading Investigation”) Aegis Capital broker Joseph LaScala in light of his recent settlement...

ATTENTION JAMES ALAN SEIJAS CUSTOMERS THAT INVESTED IN THE Q3 TRADING CLUB: National Investment Fraud Lawyers KlaymanToskes Investigates Former Wells Fargo Broker in Light of His Role in a Crypto Ponzi Scheme, Bar from Industry

January 25, 2022
Broker Misconduct

National investment fraud lawyers KlaymanToskes is investigating James Alan Seijas, who is a former New Jersey Wells Fargo Clearing Services, LLC (“Wells Fargo”) broker, in...

FINRA Accuses William Athas, Former Worden Capital and K.C. Ward Financial Broker, of Excessive Trading in Customer Accounts

January 20, 2022
Broker Misconduct

National investment fraud lawyers KlaymanToskes is investigating ("William Athas Excessive Trading Investigation") on behalf of former customers of ex-Worden Capital Management, LLC and K.C. Ward...

Triad Advisors Loss Recovery for Supervisory Failures related to LJM Investors 80% Loss of Investment

January 20, 2022
Securities Arbitration News

National investment fraud lawyers KlaymanToskes is investigating Triad Advisors loss recovery in light of FINRA’s sanctions against the firm relating to supervisory failures involving investment...