If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*
Need Legal Help? Contact Us. Call +1 (888) 997-9956
Our Law Firm is investigating NEXT Financial Group, Inc. in connection with the supervision of former NEXT Financial Registered Representative Heidi Marika Wivolin (CRD No. 2728779). Wivolin had been registered with NEXT from February 2009 through February 2014. While registered with NEXT, Wivolin was based out of the firm’s Lake Worth, Florida office. Before working for NEXT Financial, Wivolin was registered with 1st Discount Brokerage, Inc., out of the firm’s Boynton Beach, Florida office, from October 2005 to December 2008.
In February of 2014, Wivolin was discharged from NEXT. According to Wivolin’s BrokerCheck, “NEXT was investigating possible fraud on the part of an individial sharing office space with Ms. Wivolin. During the investigation, Ms. Wivolin stopped cooperation with NEXT’s internal investigation.”
Further, in mid 2014, FINRA permanently barred Wivolin from associating with any FINRA member in any capacity. According to Wivolin’s BrokerCheck, FINRA stated, “Pursuant to FINRA Rule 9552(h) and in accordance with FINRA’s intent to suspend and notice of suspension letters dated March 21, 2014 and April 14, 2014, respectively, on June 24, 2014, Wivolin was barred from association with any FINRA member in any capacity. [Wivolin] failed to request termination of her suspension within three months of the date of the notice of intent to suspend; therefore she is automatically barred from association with any FINRA member in any capacity.”
If you were a customer of Wivolin, please contact our law firm, toll free, at 888-997-9956.