If you have lost money in the stock market due to fraud, misrepresentation, negligence, or for other reasons, we can help you. We have successfully recovered over $250 million in FINRA securities arbitrations.*
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Our law firm is investigating potential claims to recover investment losses on behalf of customers of Giancarlo Ciocca and Merrill Lynch. In April of 2011, Merrill Lynch conducted a review of Giancarlo Ciocca and concluded that Ciocca “placed unauthorized trades”, “diverted client’s statements,” and “provided fraudulent account statements.” Further, it has been reported that customers of Ciocca susainted substantial losses by investing in exchange-traded funds (“ETFs”), including inverse and leveraged ETFs.
According to Ciocca’s FINRA CRD Report, he is the subject of at least 4 customer arbitration claims. The claims seek total damages of at least $3.2 million. Three of the claims involve losses sustained in ETFs.
If you sustained investment losses by doing business with Ciocca and Merrill Lynch, please contact our law firm for a free consultation. You may be able to recover your losses by filing an individual securities arbitration claim or lawsuit.