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Broker Misconduct Investigation: Jordan Meadow (Spartan Capital Securities)

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Updated on: September 3, 2025

National investment loss lawyers KlaymanToskes is investigating broker Jordan Meadow (CRD# 4625407) of Spartan Capital Securities.

According to FINRA BrokerCheck, broker Jordan Meadow formerly of Spartan Capital Securities, LLC has been barred by the Financial Industry Regulatory Authority (“FINRA”) for refusing to testify in connection with an investigation into his potential participation in excessive trading of customer account(s). Meadow is also currently a defendant in a complaint brought by the Securities and Exchange Commission (“SEC”) related to insider trading.

Investors that suffered losses with broker Jordan Meadow are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Former Spartan Capital Broker Jordan Meadow Barred by FINRA

Former Spartan Capital broker Jordan Paul Meadow entered into a Letter of Acceptance, Waiver, and Consent (“AWC”) with FINRA’s Department of Enforcement on March 10, 2025. The AWC disclosed that, “Meadow refused to appear for on-the-record testimony requested pursuant to FINRA Rule 8210, in violation of Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.”

Following the bar, FINRA Public Disclosure records show that Meadow was the subject of a customer complaint that alleges unspecified damages as a result of churning, unsuitable trading, and misrepresentation.

Jordan Paul Meadow Defendant in SEC Action

On June 29, 2023, the SEC filed a Complaint in the Southern District of New York against Jordan Meadow and Steven Teixeira for insider trading (case no. 1:23-cv-05573). The SEC alleges Teixeira misappropriated merger and acquisition information from his romantic partner’s laptop while she worked at a New York investment bank, profiting over $28,000 through trades in companies such as Domtar, Proofpoint, Score Media and Gaming, and VMWare. Teixeira tipped others, including Meadow, a broker who used the information for his own trades, making more than $730,000, and recommending profitable trades to customers. Meadow and a colleague’s clients “made millions of dollars” from Score trades, while the brokers earned substantial commissions. The SEC charges both defendants with violating Section 10(b) of the Exchange Act and Rule 10b-5.

Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Jordan Paul Meadow, or have concerns regarding your investment portfolio at Spartan Capital Securities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.