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Broker Misconduct Investigation: Janet Gordon (Morgan Stanley/Raymond James)

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Updated on: July 9, 2025

National investment loss lawyers KlaymanToskes is investigating broker Janet Gordon (CRD# 1114409) formerly of Morgan Stanley. Gordon is currently registered as a broker with Raymond James & Associates.

According to FINRA BrokerCheck, broker Janet Gordon formerly of Morgan Stanley is currently involved in a customer complaint alleging $1,475,256 in damages. The complaint further alleges that the recommendation for the client to establish a line of credit at Morgan Stanley in order to generate funds for an outside investment they wanted to make was not in their best interests.

Investors that suffered losses with broker Janet Gordon are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Ex-Morgan Stanley Broker Janet Gordon Involved in Customer Complaint

Financial advisor Janet Gordon, formerly registered with Morgan Stanley, is currently involved in a customer dispute alleging $1,475,256 in damages. The customer alleges that the recommendation to establish a line of credit at Morgan Stanley in order to generate funds for an outside investment was not in their best interests. According to FINRA BrokerCheck, Gordon was associated with Morgan Stanley from June 2009 to October 2023 in Coral Gables, FL. Gordon is currently registered as a broker with Raymond James & Associates in Coral Gables, FL.

Investment Losses with Broker Janet Gordon?

Investment Losses with Broker Janet Gordon?

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Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Janet Gordon, or have concerns regarding your investment portfolio at Morgan Stanley, Raymond James & Associates, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.