National investment loss lawyers KlaymanToskes is investigating broker Alan Bartlett Harrison (CRD# 1616987) of Concorde Investment Services.
According to FINRA BrokerCheck, broker Alan Bartlett Harrison of Concorde Investment Services is facing several customer complaints alleging $325,000 in collective investor damages. The complaints allegedly relate to unsuitable recommendations to invest in DPP&LP Interest investments.
Investors that suffered losses with broker Alan Bartlett Harrison are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Alan Bartlett Harrison, a broker registered with Concorde Investment Services, is currently involved in numerous customer complaints. According to FINRA BrokerCheck, Harrison is facing a customer complaint alleging $200,000 in damages due to negligence, breach of fiduciary duty, fraud, misrepresentation, and violation of Alabama Securities Laws. A second customer complaint filed alleges $125,000 in damages due to Breach of Fiduciary Duty, Violation of FINRA Rules, Breach of Contract, and Negligence. A third complaint alleges that the customer was unaware the DST investment would not be converted to an UPREIT in two years, and further alleges that he would not have made the investment had he known this. Broker Alan Bartlett Harrison is currently registered with Concorde Investment Services in Trussville, AL.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Alan Bartlett Harrison, or have concerns regarding your investment portfolio at Concorde Investment Services, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.