National investment loss lawyers KlaymanToskes is investigating broker Patrick Kelly (CRD# 1258726) of Sigma Financial Corporation and Sigma Planning Corporation.
According to FINRA BrokerCheck, broker Patrick Kelly of Sigma Financial Corp. and Sigma Planning Corp., is facing a customer complaint alleging $200,000 in damages due to failure to follow the customer’s instructions to sell their investments to avoid market loss.
Investors that suffered losses with broker Patrick Kelly are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to FINRA BrokerCheck, financial advisor Patrick Kelly is currently involved in a customer complaint seeking $200,000 in alleged damages. The complaint further alleges that Kelly failed to follow their instructions to sell their investments to avoid market loss. Kelly is registered with Sigma Financial Corporation and Sigma Planning Corporation in Highlands Ranch, CO.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Patrick Kelly, or have concerns regarding your investment portfolio at Sigma Financial Corporation, Sigma Planning Corporation, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.