National investment loss lawyers KlaymanToskes is investigating broker Leo Chien a/k/a Leo Li-Yuan Chien (CRD# 4169619), formerly of Cetera Investment Services.
According to FINRA BrokerCheck, broker Leo Chien formerly of Cetera Investment Services, is facing several customer complaints seeking over $1,000,000 in collective damages. One of the complaints alleges unsuitable recommendations to invest in a Real Estate Security, while a second complaint alleges the proceeds from the customers’ investments were not received in their account.
Investors that suffered losses with broker Leo Chien are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
According to FINRA BrokerCheck, financial advisor Leo Chien, formerly of Cetera Investment Services, is currently involved in several customer complaints alleging over $1,000,000 in collective investor damages. One of the customer complaints alleges the proceeds from their investment were not received in their account. A second complaint alleges unsuitable recommendations to invest in a real estate security. Chien was previously registered as a broker and investment advisor with Cetera Investment Services from February 2012 until January 2024 in Alhambra, CA.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Leo Chien, or have concerns regarding your investment portfolio at Cetera Investment Services, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.