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Broker Misconduct Investigation: Amy Brandts (Cambridge Investment Research, Inc.)

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Updated on: June 13, 2025

National investment loss lawyers KlaymanToskes is investigating broker Amy Brandts (CRD# 1228497) of Cambridge Investment Research, Inc.

According to FINRA BrokerCheck, broker Amy Brandts of Cambridge Investment Research, Inc. has been involved in several customer disputes which alleged investment losses due to actions of an outside, unknown third party, as a result of a cyber security breach with the representative’s email account. One complaint has been settled in favor of the investor for $350,000, while a second complaint has been settled for $96,672.

Investors that suffered losses with broker Amy Brandts are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Customers of Cambridge Broker Amy Brandts File Investment Disputes

Amy Brandts, a broker and investment advisor associated with Cambridge Investment Research, Inc., was reportedly involved in several customer complaints in connection with a cyber security breach which caused investors to suffer significant losses. The complaints further alleged that the representative was not aware of the breach for a period of time and as a result, negligence is being alleged. The customers involved in the two disputes alleged $450,000 and $96,672 in damages, respectively. Additionally, the complaints were settled in favor of the investors for $350,000 and $96,672, respectively. Brandts is currently registered with Cambridge Investment Research, Inc. in Herndon, VA.

 Investment Losses with Broker Amy Brandts?

 Investment Losses with Broker Amy Brandts?

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Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Amy Brandts, or have concerns regarding your investment portfolio at Cambridge Investment Research, Inc., or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.