National investment loss lawyers KlaymanToskes is investigating broker Troy Tremblay (CRD# 4625407) of Centaurus Financial Inc.
According to FINRA BrokerCheck, broker Troy Tremblay of Centaurus Financial, Inc. is currently facing numerous customer complaints alleging $481,000 in collective investor damages. The complaints allege unsuitable recommendations to invest in high-risk and illiquid investments.
Investors that suffered losses with broker Troy Tremblay are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Troy Tremblay, a financial advisor registered with Centaurus Financial, is currently involved in several customer complaints alleging $481,000 in collective investor damages. One of the complaints filed alleges $393,613 in damages due to unsuitable recommendations to invest in a high-risk and illiquid preferred stock, and a Fixed Index Annuity with high surrender charges. A second investor complaint alleges $88,000 in damages due to unsuitable, high-risk, illiquid investment recommendations. Tremblay is currently registered as a broker with Centuarus Financial in Santa Barbara, CA.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Troy Tremblay, or have concerns regarding your investment portfolio at Centaurus Financial Inc, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.