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Broker Misconduct Investigation: Todd Walker (Centaurus Financial)

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Updated on: June 4, 2025

National investment loss lawyers KlaymanToskes is investigating broker Todd Walker (CRD# 2503388) of Centaurus Financial Inc. after the law firm’s filing of a customer complaint with the Financial Industry Regulatory Authority (“FINRA”) (Claim No. 25-00555), alleging $200,000 in investor damages due to unsuitable recommendations to invest in high risk and illiquid GWG L Bonds, and other alternative investments.

According to FINRA BrokerCheck, broker Todd Walker is currently registered with Centaurus Financial, Inc. in Centennial, CO.

Investors that suffered losses with broker Todd Walker are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.

Centaurus Financial Broker Todd Walker Faces Customer Complaint

KlaymanToskes reports the law firm has filed a complaint against Centaurus Financial on behalf of a former customer of broker Todd Walker. The customer complaint alleges $200,000 investor damages and that the customer was recommended unsuitable, high-risk, and illiquid investments in GWG L Bonds. Walker is currently registered as a broker with Centaurus Financial in Centennial, CO.

Investment Losses with Broker Todd Walker?

Investment Losses with Broker Todd Walker?

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Signs Investors Should Look Out For About Their Brokerage Accounts

As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:

  • You have substantial losses in your investment accounts
  • You received a call, email, or other communication from your broker’s supervisor or manager regarding your portfolio
  • Your broker misrepresented investment opportunities, or failed to disclose details about investments
  • You notice unauthorized transactions in your investment accounts
  • Your broker is not returning your calls or emails
  • You filed a complaint with your brokerage firm that has not been resolved
  • You see a mistake on your statement, or receive a fraudulent statement

Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.

Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.

If you suffered losses with broker Todd Walker, or have concerns regarding your investment portfolio at Centaurus Financial Inc, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.