National investment loss lawyers KlaymanToskes is investigating broker Karen Briggs (CRD# 1100275) formerly of LPL Financial.
According to FINRA BrokerCheck, broker Karen Briggs of LPL Financial is facing a pending customer complaint alleging $259,000 in damages due to unsuitable recommendations to invest in Real Estate Investment Trust (REIT), Insurance, and Equity-Indexed Annuity investments.
Investors that suffered losses with broker Karen Briggs are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Karen Briggs, a broker previously registered with LPL Financial is currently involved in a customer complaint. According to FINRA BrokerCheck, Briggs is facing a customer complaint alleging $259,000 in damages in connection with recommendations to invest in Real Estate Investment Trust (REIT) investments, Insurance, and Equity-Indexed Annuities. The customer alleges the recommendations were unsuitable for their investment objectives and risk tolerance. Briggs was registered as a broker with LPL from November 2013 to December 2022 in Edmonds, WA.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Karen Briggs, or have concerns regarding your investment portfolio at LPL Financial, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.