National investment loss lawyers KlaymanToskes is investigating suspended broker Anthony DiLullo of LPL Financial (CRD# 6088412).
According to FINRA BrokerCheck, Anthony DiLullo, a former registered representative of LPL Financial in Wappingers Falls, NY, is facing a customer complaint alleging $750,000 in damages due to recommendations to invest in a mutual fund that was unsuitable for the customer’s investment objectives and risk tolerance. DiLullo was suspended from acting as a broker by FINRA in September 2022, following allegations that he failed to respond to the regulator’s requests for information.
Investors that suffered losses with broker Anthony DiLullo are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Financial advisor Anthony DiLullo, who has been suspended by the Financial Industry Regulatory Authority (“FINRA”), is facing a pending investor complaint alleging unsuitable investment recommendations between November 2018 and October 2021. The customer alleges $750,000 in damages and that the mutual fund investment recommended was unsuitable for their investment objectives and risk tolerance.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker Anthony DiLullo, or have concerns regarding your investment portfolio at LPL Financial, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.