National investment loss lawyers KlaymanToskes is investigating broker John Shortal (CRD #2233172) of Moloney Securities.
According to FINRA BrokerCheck, John Patrick Shortal of Moloney Securities is the subject of two pending customer disputes seeking $700,000 in alleged collective damages due to unsuitable investment recommendations and negligence.
Investors that suffered losses with broker John Shortal are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
John Shortal, a broker registered with Moloney Securities, is facing two investor disputes according to FINRA BrokerCheck records. The complaints allege unsuitability and negligence, with the investors seeking $700,000 in collective damages. Shortal was previously involved in a third customer complaint which was settled in favor of the customer for $29,950.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker John Shortal, or have concerns regarding your investment portfolio at Moloney Securities, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.