National investment loss lawyers KlaymanToskes is investigating broker John Nole of Paulson Investment Company (CRD #1609191).
According to FINRA BrokerCheck, John Nole of Paulson Investment Company is involved in several customer complaints alleging $1,350,000 in collective damages due to misrepresenting GWG Holdings, Inc., GWG L Bonds as safe investments backed by life insurance policies, while failing to conduct reasonable due diligence and making recommendations inconsistent with clients’ risk tolerance and investment objectives.
KlaymanToskes believes GWG L bondholders’ ideal option to maximize their recovery of losses is through the filing of a FINRA arbitration claim. The law firm is currently representing many GWG L Bondholders throughout the nation in FINRA arbitration claims against the brokerage firms and financial advisors that recommended the speculative L Bonds.
Investors that suffered losses with broker John Nole are encouraged to contact attorney Lawrence L. Klayman, Esq., at 888-997-9956 or by email at investigations@klaymantoskes.com to discuss potential recovery options. We do not collect attorney’s fees unless we are able to obtain a financial recovery for you.
Two customer disputes have been filed with the Financial Industry Regulatory Authority (“FINRA”) involving John Nole and Paulson Investment Company LLC, alleging unsuitable recommendations and misrepresentations made to investors regarding GWG L Bond investments. According to FINRA BrokerCheck, the complaints allege $1,350,000 in collective investor damages. The complaints address alleged misrepresentations about the nature and risks of the GWG Holdings, Inc., L Bonds investment, and the suitability of the investment recommendations for the specific customers involved.
As an investor, there are a few signs that you should look out for if you believe you may have a claim against your financial advisor. These signs could potentially indicate misconduct, negligence, or investment fraud. Investors are encouraged to contact our firm immediately if you have experienced any of the following:
Some investors have close relationships with their brokers due to the time and trust built over the course of their investment relationship. However, it is crucial to remember that financial decisions should be based on careful analysis and due diligence rather than solely relying on personal relationships.
Engaging the services of an experienced securities attorney to evaluate your specific circumstances is strongly advised. At KlaymanToskes, our team of experienced securities attorneys has a deep understanding of this complex area of law, allowing us to provide invaluable insight and tailored guidance that directly addresses your individual needs.
If you suffered losses with broker John Nole, or have concerns regarding your investment portfolio at Paulson Investment Company LLC, or with any other financial advisor or firm, contact KlaymanToskes at 888-997-9956 or fill out a short contact form for a free and confidential consultation.